Century Investment Management, Inc., (CIM), promotes Pierre Ash, CFA, to a supervisory position. Ash cannot discharge his supervisory responsibilities because CIM’s compliance system is inadequate. Ash declines in writing to accept the supervisory responsibility. Has Ash violated the Standards?
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选项
A.
No
B.
Yes, the Standard relating to loyalty, prudence and care
C.
Yes, the Standard relating to responsibilities of supervisors
No
B.
Yes, the Standard relating to loyalty, prudence and care
C.
Yes, the Standard relating to responsibilities of supervisors
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